Securities Law Matters.
As an associate at Cahill Gordon & Reindel in NYC in the late 80's, I worked on proxy sttements public offerings, leveraged buy-outs and SEC compliance documents. I moved to Albany NY where I was a partner of a small firm and worked primarily representing banks in financing transactions and FDIC reporting compliance and representing public companies with respect to offerings and reporting compliance. Now that I have my own practice, I limit my securities law work to private placements of debt or equity securities (either 4(2) offerings or Regulation D offerings).
My most recent offering was an $8.6 million Reg D (covered security) offering of LLC membership interests in a real estate entity. Prior to that, I was sole counsel for a $10 million tax lien certificate hedge fund offering.
